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rule 16a-3(g)
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In general, Form 4 tells you what insiders are doing with their holdings, and on the specifics of Form 4, you can see the instructions of the SEC website here please see the General Instructions to Form 4 at www.sec.gov/about/forms/form4data.pdf. Transaction Code Transaction. A. Grant, award, or other acquisition. (b) A reporting person no longer subject to Section 16 of the Securities Exchange Act of 1934 (“Exchange Act”) must check the exit box appearing on this Form. However, Form 4 and 5 obligations may continue to be applicable. 14 Aug 2010 How to Read SEC Form 4 – Transaction Code Definitions. General Transaction Codes. P – Open market or private purchase of securities 18 Aug 2006 SEC FORM 4/A. SEC Form 4. FORM 4. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Instruction 1(b). 1. Name and Ownership. (Instr. 4). Code. V. Amount. (A) or. (D). Price. Common Stock. 08/17/2006.Form 4 is stored in SEC's EDGAR database. A Form 4 must be filed before the end of the second business day following a change in ownership of securities or derivative securities (including the exercise or grant of stock options) for individuals subject to Section 16 of the Securities Exchange Act of 1934. 31 Dec 2014 4/11/2014. SEC FORM 4A. SEC Form 4. FORM 4. UNITED STATES SECURITIES AND EXCHANGE Instruction 1(b). Common Stock. Since June 30, 2003, the SEC has required insiders to submit forms 3, 4, 5 electronically through the SEC's EDGAR system. See General Instructions here. Need help filing Form 3, Form 4, and Form 5 Section 16 reports on SEC EDGAR? General instructions for completing Form 3 (PDF File) · General instructions 12 Feb 2019 SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.